OLD IRONSIDES ENERGY, LLC of WALTHAM, MA is an SEC-registered investment adviser (CRD 168670). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Daniel Alan Rioux | MEMBER AND MANAGING PARTNER | — |
| Sean Patrick O'Neill | MEMBER AND MANAGING PARTNER | — |
| Andrea C (Carroll) Haney | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Kevin Jude Donahue | CHIEF FINANCIAL OFFICER | — |
| RIOUX DANIEL ALAN | MEMBER; MEMBER AND MANAGING PARTNER | — |
| CARSON SCOTT EDWARD | MEMBER; MEMBER AND MANAGING PARTNER | — |
| MORZANO GREGORY SCOTT | MEMBER; MEMBER AND MANAGING PARTNER | — |
| O'NEILL SEAN | MEMBER; MEMBER AND MANAGING PARTNER | — |
| CARROLL ANDREA C | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| DELMORE DAVID BRIAN | CHIEF FINANCIAL OFFICER | — |
| O'NEILL SHANE PATRICK | MEMBER AND MANAGING PARTNER | — |
| Donahue Kevin Jude | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-04-17 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED THAT OLD IRONSIDES ENERGY, LLC ("OLD IRONSIDES") DISTRIBUTED MARKETING MATERIALS FOR A PRIVATE FUND, OLD IRONSIDES ENERGY FUND II ("FUND II"), THAT OMITTED CERTAIN INFORMATION REGARDING THE CHARACTER OF A LEGACY OIL AND NATURAL GAS INVESTMENT TH… | Final | $1.0M |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| OLD IRONSIDES ENERGY FUND III-A, LP | Private Equity Fund | Delaware | 36 | $356.9M | $10.0M |
| OLD IRONSIDES BRAZOS III-A, LP | Private Equity Fund | Delaware | 18 | $355.4M | — |
| OLD IRONSIDES ENERGY FUND II-A, LP | Private Equity Fund | Delaware | 53 | $214.2M | $10.0M |
| OIE STREAM FUND I, LP | Private Equity Fund | Delaware | 12 | $107.5M | $3.0M |
| OLD IRONSIDES ENERGY FUND III-B, LP | Private Equity Fund | Delaware | 10 | $89.1M | $10.0M |
| OLD IRONSIDES ENERGY FUND II-B, LP | Private Equity Fund | Delaware | 13 | $42.5M | $10.0M |
| OLD IRONSIDES PINE WAVE III, LP | Private Equity Fund | Delaware | 7 | $28.5M | — |
| OIE STREAM CO-INVEST FUND I, LP | Private Equity Fund | Delaware | 2 | $20.8M | $3.0M |