VERITAS INDEPENDENT PARTNERS, LLC of CONWAY, AR is an SEC-registered investment adviser (CRD 169291). Regulatory assets under management: $142.0M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Debra Dawn Shannon | MANAGING MEMBER; MANAGING MEMBER/ CCO-BD CCO-RIA | — |
| Rebecca Gail Murdoch | MANAGING MEMBER/CCO; MANAGING MEMBER/REP | — |
| Katherine Alice Anderson | FINANCIAL OPERATIONS PRINCIPAL | — |
| SHANNON DEBRA DAWN | MANAGING MEMBER/ CCO-BD; MANAGING MEMBER/ CCO-BD CCO-RIA | — |
| MIKKELSEN ROBERT THOMAS | CIO | — |
| MURDOCH REBECCA GAIL | MANAGING MEMBER/REP; MANAGING MEMBER/REP CCO-RIA | — |
| ANDERSON KATHERINE ALICE | FINANCIAL OPERATIONS PRINCIPAL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-06-11 | regulatory | RTMA CONDUCTED BUSINESS AS A REGISTERED INVESTMENT ADVISOR, MIKKELSEN HAD NOT MET THE EXAMINATION REQUIREMENTS TO BE REGISTERED | Final | $3K |
| 2009-07-23 | regulatory | LACK OF DISCLOSURE AND BREAKPOINT AVOIDANCE FOR B SHARES. SPECIFICALLY TO MITCH UNSUITABLE SWITCHING AND LACK OF SWITCH FORM FOR A $75,000 ACCOUNT | Final | $5K |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| CONWAY | AR | 5 | 501-730-0303 |
| RUSSELLVILLE | AR | 2 | 479-967-0005 |
| DARBY | MT | 1 | 870-741-6140 |
| DARBY | MT | 1 | 870-741-6140 |