TRANSATLANTIQUE PRIVATE WEALTH LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 169820). Regulatory assets under management: $878.8M.
Compensation: % of AUM.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Xavier Volatier | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | New York, NY |
| Alexandre Chasseriaud | CHIEF OPERATING OFFICER | — |
| LE COZ PASCAL DENIS | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| VOLATIER XAVIER | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| CHASSERIAUD ALEXANDRE | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-24 | regulatory | BANQUE TRANSATLANTIQUE WAS FINE FOR NOT FINDING OR REPORTING SUSPICIOUS TRANSACTIONS. THESE TRANSACTIONS WERE CONSIDERED BY AMF AS INSIDER TRADING. | Final | $63K |