THE FINANCIAL GROUP

THE FINANCIAL GROUP of DIAMOND BAR, CA is an SEC-registered investment adviser (CRD 169966). Regulatory assets under management: $33.7M.

Registration

• CRD: 169966
• SEC file number: 801-79132
• Type: Registered investment adviser
• Location: 21700 COPLEY DRIVE, DIAMOND BAR, CA, 91765
• Phone: (909) 860-7527
• Latest filing: 2026-03-09
• Regulatory AUM: $33.7M
• Discretionary AUM: $33.7M
• Clients: 2
• Accounts: 152

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 169966 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search