SIMPLEX WEALTH MANAGEMENT, LLC
SIMPLEX WEALTH MANAGEMENT, LLC of DANVILLE, CA is an SEC-registered investment adviser (CRD 170265). Regulatory assets under management: $258.9M.
Registration
- CRD: 170265
- SEC file number: 801-101496
- Type: Registered investment adviser
- Location: 500 LA GONDA WAY, SUITE 210, DANVILLE, CA, 94526
- Phone: 925-804-6468
- Latest filing: 2025-02-07
- Regulatory AUM: $258.9M
- Discretionary AUM: $257.7M
- Non-discretionary AUM: $1.2M
- Clients: 9
- Accounts: 769
Business model
Compensation: % of AUM, Other.
Clients served: Individuals, High net worth, Charities.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| John Ho Seo | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| SEO JOHN HO | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
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