GARDA FINANCIAL, LLC
GARDA FINANCIAL, LLC is an SEC-registered investment adviser (CRD 170354). Regulatory assets under management: $9.9M.
Registration
- CRD: 170354
- SEC file number: 801-79362
- Type: Registered investment adviser
- Phone: (801) 999-8381
- Latest filing: 2017-01-20
- Regulatory AUM: $9.9M
- Discretionary AUM: $9.9M
- Clients: 2
- Accounts: 110
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| O'SHEA RYAN CHRISTIAN | CHIEF COMPLIANCE OFFICER; OWNER | — |
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