SOPHIS INVESTMENTS LLC

SOPHIS INVESTMENTS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 170391). Regulatory assets under management: $129.9M.

Registration

• CRD: 170391
• SEC file number: 801-114611
• Type: Registered investment adviser
• Location: 230 PARK AVENUE, FL 3, NEW YORK, NY, 10169-0018
• Phone: 212-572-6360
• Latest filing: 2026-07-29
• Regulatory AUM: $129.9M
• Discretionary AUM: $89.0M
• Non-discretionary AUM: $40.9M
• Clients: 5
• Accounts: 78

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (4)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 170391 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search