ALUMNI VENTURES, LLC of MANCHESTER, NH is an SEC exempt reporting adviser (CRD 170562).
Showing 25 of 39 people.
| Name | Role | Location |
|---|---|---|
| Michael Collins | MANAGER, CEO; MANAGER, MEMBER | Manchester, NH |
| Errik Anderson | MANAGER | Manchester, NH |
| James Gill | MANAGER | Manchester, NH |
| Laura Rippy | MANAGER | Manchester, NH |
| Collins Michael | BOARD CHAIR; MANAGER, CEO; MANAGER, MEMBER (+1 more) | Manchester, NH |
| Gill Stice James | BOARD MANAGER; MANAGER | Atlanta, 2Q |
| Elizabeth Obermiller | CHIEF OF STAFF, EVP | — |
| Peter Marc Graham | MANAGER | — |
| David Stewart Lang | MANAGER | — |
| Michael George Phillips | CHIEF LEGAL OFFICER | — |
| Mark David Edwards | CHIEF ENGAGEMENT OFFICER | — |
| David Samuel Muson | CHIEF FINANCIAL OFFICER | — |
| Christopher Daniel Browne | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Manchester, NH |
| John R Barlow | MANAGER | — |
| Andrew Ressler | MANAGER | — |
| EDWARDS JIMMY DAVID | CHIEF ENGAGEMENT OFFICER | — |
| MCCLINTOCK KEVIN MICHAEL | BOARD MANAGER | — |
| GOLDSTEIN DAVID IVES | GENERAL COUNSEL | — |
| PHILLIPS RICHARD GEORGE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| GOSSELIN PETER JOHN | CONTROL INVESTOR; MEMBER | — |
| EPHRAIM SHARON LEE | CFO | — |
| SHERMAK SHEREEN SHARON | CEO | — |
| OBERMILLER ELIZABETH | BOARD MANAGER; CHIEF OF STAFF, EVP; EVP COMMUNICATIONS | — |
| Kuegler Tom | MANAGER | — |
| GEIMAN BOB | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-03-04 | regulatory | WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, REGISTRANT AND ADVISORY AFFILIATE CONSENTED TO UNDERTAKINGS AND SANCTIONS BASED ON THE REGULATOR'S DETERMINATIONS THAT REGISTRANT AND ADVISORY AFFILIATE VIOLATED N.H. RSA 421-B:5-502(A)(2) AND THAT REGISTRANT VIOLATED N.H. RSA 421-B:3-302(C). SPECIFICALL… | Final | $800K |
| 2022-03-04 | regulatory | WITHOUT ADMITTING OR DENYING THE FACTS OR VIOLATIONS, REGISTRANT AND ADVISORY AFFILIATE CONSENTED TO THE ENTRY OF A DIVISION ORDER STATING THAT REGISTRANT'S AND ADVISORY AFFILIATE'S ACTS AND PRACTICES CONSTITUTED VIOLATIONS OF MASS. GEN. LAWS SECTION 102(2), 950 CODE MASS. REGS. 14.402(B)(13)(L), AN… | Final | $750K |
| 2022-03-04 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, REGISTRANT AND ADVISORY AFFILIATE CONSENTED TO THE ENTRY OF AN SEC ORDER FINDING THAT REGISTRANT VIOLATED AND ADVISORY AFFILIATE CAUSED THE VIOLATION OF SECTIONS 206(2) AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULE 206(4)-8 THEREUNDER. SPECIFIC… | Final | $800K |
Showing 15 of 745 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PURPLE ARCH VENTURES FUND 2, LLC | Venture Capital Fund | Delaware | 108 | $21.7M | $50K |
| CASTOR VENTURES FUND 4, LLC | Venture Capital Fund | Delaware | 173 | $16.6M | $50K |
| AVGSF - FRORE 2020 | Venture Capital Fund | Delaware | 152 | $14.9M | $25K |
| AVGSF - YASSIR 2021, LLC | Venture Capital Fund | Delaware | 119 | $12.5M | $25K |
| BLUE IVY VENTURES FUND 3, LLC | Venture Capital Fund | Delaware | 84 | $12.0M | $50K |
| BLUE IVY VENTURES FUND 3Q, LLC | Venture Capital Fund | Delaware | 56 | $11.0M | $50K |
| WATERMAN VENTURES FUND 1, LLC | Venture Capital Fund | Delaware | 76 | $9.6M | $50K |
| CONGRESS AVENUE VENTURES FUND 1, LLC | Venture Capital Fund | Delaware | 59 | $8.9M | $50K |
| AVG BLOCKCHAIN 2021 FUND, LLC | Venture Capital Fund | Delaware | 266 | $8.9M | $25K |
| THE YARD VENTURES FUND 3, LLC | Venture Capital Fund | Delaware | 109 | $8.8M | $50K |
| PURPLE ARCH VENTURES FUND 5, LLC | Venture Capital Fund | Delaware | 179 | $8.7M | $50K |
| GREEN D VENTURES FUND 8, LLC | Venture Capital Fund | Delaware | 165 | $8.6M | $50K |
| GREEN D VENTURES FUND 5, LLC | Venture Capital Fund | Delaware | 115 | $8.5M | $50K |
| AVG - Q3 2019 PARTNER FUND, LLC | Venture Capital Fund | Delaware | 55 | $8.3M | $50K |
| CASTOR VENTURES FUND 5, LLC | Venture Capital Fund | Delaware | 163 | $8.2M | $50K |