BERENBERG ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 171274). Regulatory assets under management: $34.8M.
Compensation: % of AUM.
Clients served: Pooled vehicles, Pensions.
Showing 25 of 33 people.
| Name | Role | Location |
|---|---|---|
| Hendrik Riehmer | MANAGING PARTNER | — |
| Lars Schwartau | DIRECTOR | — |
| Zachary Dalton Brantly | DIRECTOR; DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| Aaron Christian Kuhn | MANAGING PARTNER | — |
| David Anthony Francis Mortlock | MANAGING PARTNER | — |
| Jens Willershausen | CHIEF COMPLIANCE OFFICER | — |
| Gregory Shamalov | CHIEF EXECUTIVE OFFICER | — |
| FEENEY DONALD GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| NICHOLS CHARLES | DIRECTOR | — |
| KLOPFENSTEIN GARY CARLTON | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | — |
| STEMP MATTHEW THOMAS | DIRECTOR | — |
| GEBHARDT HENNING | DIRECTOR | — |
| SIRAGUSANO TINDARO | DIRECTOR | — |
| BRODTMANN ANDREAS | GENERAL PARTNER | — |
| RIEHMER HENDRIK | GENERAL PARTNER; MANAGING PARTNER | — |
| PETERS HANS-WALTER | GENERAL PARTNER | — |
| PELAEZ-MCGINLEY MONICA | CCO | — |
| HO EDWARD | CHIEF EXECUTIVE OFFICER | — |
| HOLDER ANDREW JOHN | DIRECTOR | — |
| RYVKIN ELIZABETH VICTORIA | CHIEF COMPLIANCE OFFICER | — |
| CALDERON NAJERA NAYRA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & HEAD OF LEGAL | — |
| Renndorfer Daniel | CHIEF COMPLIANCE OFFICER | — |
| Knocinski Martin | CHIEF OPERATING OFFICER | — |
| SCHWARTAU LARS | DIRECTOR | — |
| MORTLOCK DAVID ANTHONY FRANCIS | CHAIRMAN OF THE BOARD; MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-06-19 | regulatory | ON JUNE 19, 2026, THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT - "BAFIN") ISSUED AN ORDER SUSPENDING THE POWERS OF THE THREE MEMBERS OF THE MANAGEMENT BOARD OF JOH. BERENBERG, GOSSLER & CO. KG ("BERENBERG"), THE ULTIMATE PRINCIPAL OWNER OF BAM.… | Pending | — |