UPTOWN FINANCIAL ADVISORS LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 171401). Regulatory assets under management: $153.8M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Christopher James Carrie | TREASURER AND MANAGING MEMBER | — |
| James Kemp Sawers | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, DESIGNATED OFFICER | — |