NOTE ADVISORS, LLC

NOTE ADVISORS, LLC of BUFFALO, NY is an SEC-registered investment adviser (CRD 171466). Regulatory assets under management: $437.0M.

Registration

• CRD: 171466
• SEC file number: 801-79807
• Type: Registered investment adviser
• Location: 50 LAKEFRONT BLVD, SUITE 215, BUFFALO, NY, 14202
• Phone: (716) 256-1682
• Latest filing: 2026-03-30
• Regulatory AUM: $437.0M
• Discretionary AUM: $436.6M
• Non-discretionary AUM: $358K
• Clients: 11
• Accounts: 1,183

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (6)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 171466 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search