WEALTH WATCH ADVISORS, INC

WEALTH WATCH ADVISORS, INC of ENGLEWOOD, CO is an SEC-registered investment adviser (CRD 172002). Regulatory assets under management: $612.4M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (19)

NameRoleLocation
Jeffrey Andrew SmithCHIEF COMPLIANCE OFFICERHumacao, PR
David A ShieldsSHAREHOLDER/MEMBER; SHAREHOLDER, PRESIDENT, CHIEF EXECUTIVE OFFICER
Tyrone ClarkSHAREHOLDER/MEMBER
William Earl GastlMANAGING MEMBER/SHAREHOLDER/CCO; SHAREHOLDER, CHIEF OPERATING OFFICER
John Patrick LynchSHAREHOLDER/MEMBER
MILLAR DAVID RUSSELLCCO
LYNCH THOMAS PATRICKSHAREHOLDER/MEMBER
MYLAND MATTHEW EDWINMANAGING MEMBER/CCO
CASTLE PHILLIP CHADMEMBER
GILLEY MERLE WAYNESHAREHOLDER
SHIELDS DAVID ASHAREHOLDER; SHAREHOLDER/MEMBER
CLARK TYRONESHAREHOLDER; SHAREHOLDER/MEMBER
ZIEGLER JEFFREY ATRUSTEE OF JTZ TRUST 1
BULLER STEVEN JOSEPHSHAREHOLDER
GALL GREGORY JOHNMANAGING MEMBER/CCO
LESTER CHRISTOPHER JOHNMEMBER
BAKER JOHN DAVISMEMBER
GASTL WILLIAM EARLMANAGING MEMBER/SHAREHOLDER; MANAGING MEMBER/SHAREHOLDER/CCO
James JuricaSHAREHOLDER AND DIRECTOR OF ADVISOR DEVELOPMENT

Disclosures (9)

InitiatedTypeAllegationsStatusAmount
2024-08-30civilPLAINTIFFS ALLEDGE WWA FAILED TO ADEQUATELY SUPERVISE THE OUTSIDE BUSINESS ACTIVITY RELATED TO PROMISSORY NOTE SALES OF AN IAR WHILE REGISTERED WITH THEM.Pending

Branch offices (39)

Showing 15 of 39 offices.

CityStateEmployeesPhone
SAN ANTONIOTX68002412844
ESCONDIDOCA2(442) 222-6444
SAN RAMONCA2925-973-1088
1(610) 695-8748
TIGARDOR1(503) 260-0607
1(248) 705-9422
1954-608-8320
SURPRISEAZ1(720) 463-0471
1(512) 522-4849
FAYETTEVILLEAR1855-822-3708
ARTESIACA1(213) 446-3903
OCALAFL1770-688-8000
JENKSOK1(512) 785-2074
1(303) 482-6421
1(619) 729-4283

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