WEALTH WATCH ADVISORS, INC of ENGLEWOOD, CO is an SEC-registered investment adviser (CRD 172002). Regulatory assets under management: $612.4M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Jeffrey Andrew Smith | CHIEF COMPLIANCE OFFICER | Humacao, PR |
| David A Shields | SHAREHOLDER/MEMBER; SHAREHOLDER, PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| Tyrone Clark | SHAREHOLDER/MEMBER | — |
| William Earl Gastl | MANAGING MEMBER/SHAREHOLDER/CCO; SHAREHOLDER, CHIEF OPERATING OFFICER | — |
| John Patrick Lynch | SHAREHOLDER/MEMBER | — |
| MILLAR DAVID RUSSELL | CCO | — |
| LYNCH THOMAS PATRICK | SHAREHOLDER/MEMBER | — |
| MYLAND MATTHEW EDWIN | MANAGING MEMBER/CCO | — |
| CASTLE PHILLIP CHAD | MEMBER | — |
| GILLEY MERLE WAYNE | SHAREHOLDER | — |
| SHIELDS DAVID A | SHAREHOLDER; SHAREHOLDER/MEMBER | — |
| CLARK TYRONE | SHAREHOLDER; SHAREHOLDER/MEMBER | — |
| ZIEGLER JEFFREY A | TRUSTEE OF JTZ TRUST 1 | — |
| BULLER STEVEN JOSEPH | SHAREHOLDER | — |
| GALL GREGORY JOHN | MANAGING MEMBER/CCO | — |
| LESTER CHRISTOPHER JOHN | MEMBER | — |
| BAKER JOHN DAVIS | MEMBER | — |
| GASTL WILLIAM EARL | MANAGING MEMBER/SHAREHOLDER; MANAGING MEMBER/SHAREHOLDER/CCO | — |
| James Jurica | SHAREHOLDER AND DIRECTOR OF ADVISOR DEVELOPMENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-30 | civil | PLAINTIFFS ALLEDGE WWA FAILED TO ADEQUATELY SUPERVISE THE OUTSIDE BUSINESS ACTIVITY RELATED TO PROMISSORY NOTE SALES OF AN IAR WHILE REGISTERED WITH THEM. | Pending | — |