SQUAREPOINT OPS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 172116). Regulatory assets under management: $227.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Russell Morgan | CHIEF OPERATING OFFICER - SQUAREPOINT GROUP | Birmingham, AL |
| Benjamin Servenay | DIRECTOR - SQUAREPOINT OPS LLC | New York, NY |
| Morgan Grant Russell | CHIEF OPERATING OFFICER - SQUAREPOINT CAPITAL LLP; CHIEF OPERATING OFFICER - SQUAREPOINT GROUP | Edmonton, A0 |
| Michael Gottlieb | CHIEF INVESTMENT OFFICER - SQUAREPOINT OPS LLC | San Francisco, CA |
| Nadya Yevgenyevna Frukter | CHIEF FINANCIAL OFFICER - SQUAREPOINT GROUP | — |
| Bradley Matthew Kurtzman | DIRECTOR - SQUAREPOINT OPS LLC | — |
| Benjamin Emile Petit | CHIEF TECHNOLOGY OFFICER - SQUAREPOINT GROUP | — |
| John L Weitzer | CHIEF COMPLIANCE OFFICER - SQUAREPOINT GROUP | — |
| Ronald J Veith | CHIEF COMPLIANCE OFFICER - SQUAREPOINT GROUP; DIRECTOR - SQUAREPOINT OPS LLC | — |
| Olivier Delahaye | CHIEF TECHNOLOGY OFFICER - SQUAREPOINT GROUP | — |
| FRUKTER NADYA YEVGENYEVNA | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER - SQUAREPOINT GROUP; CHIEF FINANCIAL OFFICER -- SQUAREPOINT GROUP | — |
| LUC HUNG VAY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER -- SQUAREPOINT GROUP | — |
| DURANTEL OLIVIER | CEO/CO-CHIEF INVESTMENT OFFICER; DIRECTOR OF UK HOLDCO 2 | — |
| FORTIN MAXIME | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER -- SQUAREPOINT OPS LLC; CHIEF INVESTMENT OFFICER (+1 more) | — |
| JACK DAVID ANDREW | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ELLENBOGEN BENJAMIN | CHIEF COMPLIANCE OFFICER AND LEGAL OFFICER | — |
| CHODISETTI GANESH | CHIEF OPERATING OFFICER - SQUAREPOINT OPERATIONS PRIVATE LIMITED; DIRECTOR - SQUAREPOINT OPERATIONS PRIVATE LTD | — |
| NICOLAS PIERRE-ADRIEN | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER -- SQUAREPOINT CAPITAL LLP | — |
| ARTARIT JEAN-DAMIEN | DIRECTOR/CHIEF INVESTMENT OFFICER - SQUAREPOINT OPERATIONS PRIVATE LTD | — |
| KURTZMAN BRADLEY MATTHEW | DIRECTOR - SQUAREPOINT OPS LLC | — |
| CACERES MANUEL ANDRES | CHIEF OPERATING OFFICER - SQUAREPOINT OPS LLC | — |
| SERVENAY BENJAMIN | DIRECTOR - SQUAREPOINT OPS LLC | — |
| VEITH RONALD J | CHIEF COMPLIANCE OFFICER - SQUAREPOINT GROUP | — |
| DREYFUSS NICOLAS | DIRECTOR - SQUAREPOINT OPS LLC | — |
| DELAHAYE OLIVIER | CHIEF TECHNOLOGY OFFICER - SQUAREPOINT GROUP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-24 | regulatory | FOLLOWING A SELF-INITIATED INTERNAL REVIEW IN OCTOBER 2018, SQUAREPOINT IDENTIFIED ISSUES WITH ITS EUROPEAN SHORT SALE NOTIFICATION CALCULATIONS AND PROCESSES. AS THE PROCESS WAS CENTRALIZED TO SATISFY ALL EUROPEAN JURISDICTIONS, THIS IMPACTED HISTORICAL NOTIFICATIONS, AT THAT POINT IN TIME, TO A NU… | Final | $236K |
| 2019-03-25 | regulatory | FOLLOWING A SELF-INITIATED INTERNAL REVIEW IN OCTOBER 2018, SQUAREPOINT IDENTIFIED ISSUES WITH ITS EUROPEAN SHORT SALE NOTIFICATION CALCULATIONS AND PROCESSES. AS THE PROCESS WAS CENTRALIZED TO SATISFY ALL EUROPEAN JURISDICTIONS, THIS IMPACTED HISTORICAL NOTIFICATIONS, AT THAT POINT IN TIME, TO A NU… | Final | — |