AE FINANCIAL & RISK MANAGEMENT, INC.

AE FINANCIAL & RISK MANAGEMENT, INC. of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 172395). Regulatory assets under management: $40.1M.

Registration

• CRD: 172395
• Type: Registered investment adviser
• Location: 290 PROSPECT PLACE, ALPHARETTA, GA, 30005
• Phone: 678-338-4396
• Latest filing: 2026-03-31
• Regulatory AUM: $40.1M
• Discretionary AUM: $38.3M
• Non-discretionary AUM: $1.8M
• Clients: 2
• Accounts: 48

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 172395 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search