CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC of MORRISTOWN, NJ is an SEC exempt reporting adviser (CRD 172454). This firm reports disciplinary history on Form ADV.
| Name | Role | Location |
|---|---|---|
| Jeffrey Carmen Sica | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER | MORRISTOWN, NJ |
| Cheryl Lynne Costa | CHIEF OPERATING OFFICER | — |
| SCARAMUCCI ADREA ANN | CHIEF COMPLIANCE OFFICER | — |
| SICA JEFFREY CARMEN | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER | — |
| COSTA CHERYL LYNNE | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| DEANGELIS MARK JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-07 | regulatory | ON AUGUST 7, 2023, THE FIRM, WITHOUT ADMITTING OR DENYING THE FINDINGS OF THE SECURITIES EXCHANGE COMMISSION, AGREED TO RESOLVE CLAIMS WITH THE SEC ARISING FROM AN ALLEGED FAILURE TO MAKE DISCLOSURES ABOUT THE USE OF INVESTOR PROCEEDS IN THE OFFERING DOCUMENTS FOR CS MANAGER, LLC. CS MANAGER, LLC WA… | Final | $619K |
| 2020-02-27 | regulatory | ON FEBRUARY 27, 2020, THE SEC FILED A SETTLED ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS ("OIP") AGAINST REGISTERED INVESTMENT ADVISER SICA WEALTH MANAGEMENT, LLC ("SWM") AND ITS PRINCIPAL JEFFREY C. SICA ("SICA"). SWM AND MR. SICA AGREED TO SETTLE THE OIP WITHOUT ADMITTING OR DENYING THE SEC'S FI… | Final | $403K |