BREAKWATER CAPITAL, LLC

BREAKWATER CAPITAL, LLC of KALAMAZOO, MI is an SEC-registered investment adviser (CRD 172498). Regulatory assets under management: $156.6M.

Registration

• CRD: 172498
• SEC file number: 801-118620
• Type: Registered investment adviser
• Location: 251 N ROSE STREET SUITE 200, KALAMAZOO, MI, 49007
• Phone: 269-903-2360
• Latest filing: 2026-03-31
• Regulatory AUM: $156.6M
• Discretionary AUM: $156.6M
• Clients: 2
• Accounts: 466

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 172498 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search