CATALINA CAPITAL GROUP, LLC of TORRANCE, CA is an SEC-registered investment adviser (CRD 172556). Regulatory assets under management: $616.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Chris Matthew Frantz | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Philippe Robert Oertle | MEMBER | — |
| FRANTZ CHRIS MATTHEW | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| OERTLE PHILIPPE ROBERT | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |