PNC TC, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 172753). Regulatory assets under management: $3.6B.
Compensation: Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas Reinhard Rus | CHIEF COMPLIANCE OFFICER | — |
| Todd Jackson Crow | PRESIDENT AND DIRECTOR | — |
| John Norman Nunnery | TREASURER AND DIRECTOR; VICE PRESIDENT AND TREASURER | — |
| Rachelle Vaughan Hesterlee | SENIOR VICE PRESIDENT AND DIRECTOR | — |
| Megan Anne Ryan | SENIOR VICE PRESIDENT AND DIRECTOR | — |
| RUS THOMAS R | CHIEF COMPLIANCE OFFICER | — |
| HARTY EMMETT JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| RYAN MARGARET ANNE | VICE PRESIDENT | — |
| STEWART MICHAEL RICHARD | CHIEF COMPLIANCE OFFICER | — |
| CROW TODD JACKSON | PRESIDENT; PRESIDENT AND DIRECTOR | — |
| SUCH CATHERINE HANEL | VICE PRESIDENT | — |
| NUNNERY JOHN NORMAN | TREASURER AND DIRECTOR; VICE PRESIDENT | — |
| ELLIS GAYLE MANGANELLO | VICE PRESIDENT; VICE PRESIDENT AND DIRECTOR | — |
| BADE WENDY SUE | SECRETARY AND DIRECTOR; VICE PRESIDENT | — |
| DOWNS JENNIFER MALLON | CHIEF COMPLIANCE OFFICER | — |
| TINO ANDREW DAVID | INTERIM CHIEF COMPLIANCE OFFICER | — |
| RUS THOMAS REINHARD | CHIEF COMPLIANCE OFFICER | — |
| Klingenberg Kristin Ann | VICE PRESIDENT; VICE PRESIDENT AND DIRECTOR | — |
| HESTERLEE RACHELLE VAUGHAN | SENIOR VICE PRESIDENT AND DIRECTOR | — |
| Mary Patricia Pumphrey | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-07-18 | regulatory | THE OCC ALLEGED THAT PNC BANK,NA FAILED TO FORCE PLACE INSURANCE IN A TIMELY MANNER ON RESIDENTIAL DESIGNATED LOANS IN VIOLATION OF THE FLOOD DISASTER PROTECTION ACT (FLOOD ACT). | Final | $2.6M |
| 2018-05-01 | regulatory | THE OCC ALLEGED THAT PNC, NA BANK FAILED TO ADHERE TO THE REQUIREMENTS OF SECTION 5 OF THE FEDERAL TRADE COMMISSION ACT IN CONNECTION WITH THE WAIVER OF CERTAIN FEES AND THE LINKING OF ACCOUNTS FOR OVERDRAFT PROTECTION TRANSFERS. | Final | $15.0M |
| 2018-05-01 | regulatory | THE OCC ALLEGED THAT PNC BANK FAILED TO ADHERE TO THE REQUIREMENTS OF SECTION 102 OF THE FLOOD DISASTER PROTECTION ACT AND ITS IMPLEMENTING REGULATIONS IN CONNECTION WITH 125 COMMERCIAL LOANS. | Final | $207K |
| 2017-12-31 | regulatory | ON SEPTEMBER 30, 2019, THE COMMODITIES FUTURES TRADING COMMISSION (CFTC) FILED AND SETTLED CHARGES AGAINST PNC BANK, NATIONAL ASSOCIATION (PNC), A PROVISIONALLY REGISTERED SWAP DEALER, FOR FAILING TO COMPLY WITH PNC'S SWAP REPORTING OBLIGATIONS AS A SWAP DEALER. ACCORDING TO THE ORDER, PNC FAILED TO… | Final | $300K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PNC NMTC FUND 3, LLC | Private Equity Fund | Delaware | 3 | $169.6M | $1.0M |
| PNC NMTC FUND 4, LLC | Private Equity Fund | Delaware | 2 | $57.6M | $1.0M |
| PNC NMTC FUND 2, LLC | Private Equity Fund | Delaware | 7 | $51.4M | $1.0M |
| PNC NMTC FUND 6, LLC | Private Equity Fund | Delaware | 2 | $30.0M | $1.0M |
| PNC NMTC FUND 5, LLC | Private Equity Fund | Delaware | 2 | $25.9M | $1.0M |
| PNC NMTC FUND 1, LLC | Private Equity Fund | Delaware | 1 | $12.1M | $1.0M |
| PNC HTC FUND 1, LLC | Private Equity Fund | Delaware | 2 | $1.6M | $1.0M |
| PNC HTC FUND 2, LLC | Private Equity Fund | Delaware | 3 | $897K | $1.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| PORTLAND | OR | 35 | 913-253-9150 |
| PITTSBURGH | PA | 27 | 913-253-9150 |
| OVERLAND PARK | KS | 9 | 913-253-9150 |
| TAMPA | FL | 3 | 706-718-1278 |
| WASHINGTON | DC | 1 | 202-835-5965 |