FOUNDERS FINANCIAL ALLIANCE, LLC of RALEIGH, NC is an SEC-registered investment adviser (CRD 173011). Regulatory assets under management: $1.2B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Tommy Wayne Porter | MANAGING MEMBER | — |
| James Allen Sloop | CHIEF COMPLIANCE OFFICER | — |
| PORTER TOMMY WAYNE | FOUNDER, CEO, CCO; MANAGING MEMBER; MANAGING MEMBER, CCO | — |
| SLOOP JAMES ALLEN | CHIEF COMPLIANCE OFFICER | — |