ROTHMAN INVESTMENT MANAGEMENT, LLC

ROTHMAN INVESTMENT MANAGEMENT, LLC of ATASCADERO, CA is an SEC-registered investment adviser (CRD 173139). Regulatory assets under management: $104.6M.

Registration

• CRD: 173139
• Type: Registered investment adviser
• Location: 9700 EL CAMINO REAL, SUITE 302, ATASCADERO, CA, 93422
• Phone: (805) 286-6378
• Latest filing: 2026-06-24
• Regulatory AUM: $104.6M
• Discretionary AUM: $104.3M
• Non-discretionary AUM: $261K
• Clients: 4
• Accounts: 479

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 173139 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search