NEW WAVE FINANCIAL SERVICES, LLC

NEW WAVE FINANCIAL SERVICES, LLC is an SEC-registered investment adviser (CRD 173224). Regulatory assets under management: $121.6M.

Registration

• CRD: 173224
• SEC file number: 801-134729
• Type: Registered investment adviser
• Phone: 213-316-8641
• Latest filing: 2026-02-04
• Regulatory AUM: $121.6M
• Discretionary AUM: $121.6M
• Clients: 1
• Accounts: 234

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 173224 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search