SOUND INCOME STRATEGIES, LLC of FORT LAUDERDALE, FL is an SEC-registered investment adviser (CRD 173272). Regulatory assets under management: $4.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| David Joseph Scranton | MANAGING MEMBER; OWNER | — |
| Charles Burton Radlauer | CHIEF COMPLIANCE OFFICER | — |
| Rana Chander | CHIEF OPERATING OFFICER | — |
| TUMA MICHAEL CHARLES | CHIEF OPERATING OFFICER | — |
| SCRANTON DAVID JOSEPH | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER; MANAGING MEMBER; OWNER | — |
| COX STEVEN PETER | CHIEF OPERATING OFFICER | — |
| Ackerman David Thomas | CCO | — |
| KLEE HUNTINGTON KIMBERLEE | CHIEF COMPLIANCE OFFICER | — |
| RADLAUER CHARLES BURTON | CHIEF COMPLIANCE OFFICER | — |
| CHANDER RANA | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |