OAK HARVEST INVESTMENT SERVICES, LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 173293). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Troy Robert Sharpe | CHIEF EXECUTIVE OFFICER; OWNER | — |
| Jessica Cannella Sharpe | OWNER; PRESIDENT | — |
| Christopher Perras | CHIEF INVESTMENT OFFICER | — |
| Christopher Nathan Kattner | CHIEF COMPLIANCE OFFICER | — |
| PERRAS CHRISTOPHER | CHIEF INVESTMENT OFFICER | — |
| Sharpe Jessica Cannella | OWNER; PRESIDENT | — |
| SHARPE TROY ROBERT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; OWNER (+1 more) | — |
| KATTNER CHRISTOPHER NATHAN | CHIEF COMPLIANCE OFFICER | — |
| KENNEY JARED D | VICE PRESIDENT | — |
| Charles David Scavone | CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-13 | civil | INSURNACE-ONLY CLIENT ALLEGES FRAUD REGARDING THE SALE OF A $500,000 ANNUITY ISSUED BY WESTERN BANKERS LIFE INSURANCE AND $2,000.000 IN AN ANNUITY ISSUED BY COLORADO BANKERS LIFE INSURANCE. | Pending | — |
| 2023-03-13 | civil | INSURNACE-ONLY CLIENT ALLEGES FRAUD REGARDING THE SALE OF A $500,000 ANNUITY ISSUED BY WESTERN BANKERS LIFE INSURANCE AND $2,000.000 IN AN ANNUITY ISSUED BY COLORADO BANKERS LIFE INSURANCE. | Final | — |