CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS of STRASSEN is an SEC-registered investment adviser (CRD 173355). Regulatory assets under management: $154.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Corporations, Investment cos.
Showing 25 of 50 people.
| Name | Role | Location |
|---|---|---|
| Naim Nmn Abou-Jaoude | CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| Jean-Yves Marie Pierre Maldague | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD OF MANAGEMENT AND CHIEF FINANCIAL OFFICER | — |
| Pierre-Guillaume Rene Stephane Veaux | CHIEF LEGAL & COMPLIANCE OFFICER; GLOBAL HEAD OF LEGAL AND COMPLIANCE | — |
| Michael Francis Harte | DIRECTOR | — |
| Fabrice Marie Henri Cuchet | CHIEF OPERATIONS OFFICER | — |
| Vincent Leopold Hamelink | DIRECTOR, MEMBER OF THE BOARD OF MANAGEMENT AND CHIEF EXECUTIVE OFFICER | — |
| Gonzague Bruno Michel Druart | GLOBAL HEAD OF COMPLIANCE AND US CHIEF COMPLIANCE OFFICER | — |
| Alain Maurice Karaoglan | DIRECTOR | — |
| Renato Nmn Guerriero | DIRECTOR, DEPUTY CHIEF EXECUTIVE OFFICER | — |
| Nicolas Pierre Andre Forest | CHIEF INVESTMENT OFFICER | — |
| Melissa Ching-Ai Kuan | DIRECTOR | — |
| Jean-Francois Marcel Deschamps | DIRECTOR | — |
| Matthias Remi Baillieul | DIRECTOR | — |
| Dirk Guido Gyselinck | DIRECTOR | — |
| Alison Hiers Micucci | DIRECTOR | — |
| Anthony Ramsey Malloy | DIRECTOR | — |
| Shawna Leiko Hanley | DIRECTOR | — |
| KIM JOHN YONG | DIRECTOR | — |
| FLEURANT JOHN THOMAS | DIRECTOR AND MEMBER OF THE AUDIT AND COMPLIANCE COMMITTEE | — |
| STEINBERG LEOANRD MARTIN | SENIOR VICE PRESIDENT, INTERIM CHIEF FINANCIAL OFFICER & CHIEF RISK OFFICER | — |
| BLUNT CHRISTOPHER OWSLEY | DIRECTOR | — |
| MALLOY ANTHONY RAMSEY | DIRECTOR | — |
| GRADY WILLIAM MICHAEL | DIRECTOR; DIRECTOR AND MEMBER OF THE AUDIT AND COMPLIANCE COMMITTEE | — |
| HUNG YIE-HSIN | CHAIRMAN OF THE BOARD OF DIRECTORS AND CHAIRMAN OF THE AUDIT & COMPLIANCE COMMITTEE | — |
| HUNG YIE-HSIN NMN | CHAIRMAN OF THE BOARD OF DIRECTORS AND MEMBER OF THE AUDIT COMMITTEE | — |
Showing 10 of 21 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-08-07 | regulatory | NYLIC PAID A $2,000 FINE FOR FAILING TO PAY CLAIMS AND INTEREST ON CLAIMS IN A TIMELY MANNER, IN VIOLATION OF CONNECTICUT STATUTORY REQUIREMENTS. RESOLVED VIA STIPULATION AND CONSENT ORDER DATED AUGUST 7, 2025, AND NO FORMAL HEARING WAS HELD. | Final | $2K |
| 2025-08-07 | regulatory | NYLIAC PAID A $12,000 FINE FOR PERMITTING EIGHT (8) PRODUCERS TO ACT AS AGENTS IN CONNECTICUT WITHOUT THE REQUIRED APPOINTMENT. RESOLVED VIA STIPULATION AND CONSENT ORDER DATED AUGUST 7, 2025, AND NO FORMAL HEARING WAS HELD. | Final | $12K |
| 2025-06-06 | regulatory | ON 6 JUNE 2025, THE ECB HAS ISSUED AN ADMINISTRATIVE PENALTY OF EUR 6.94 MILLION TO BELFIUS BANK DUE TO NON-COMPLIANCE WITH THE REQUIREMENTS RELATED TO THE IMPLEMENTATION OF INTERNAL MODELS. (PLEASE NOTE THAT THE ECB DECISION OF JULY 2023 CONTAINS 26 DIFFERENT OBLIGATIONS ON WHICH BELFIUS BANK NV /… | Final | $8.2M |
| 2024-09-04 | regulatory | THE BELGIAN FINANCIAL SERVICES AND MARKETS AUTHORITY (FSMA) CONSIDERED THAT, DURING THE PERIOD FROM 4 APRIL TO 31 MAY 2023, BELFIUS BANK COMMITTED SEVERAL INFRINGEMENTS IN CONNECTION WITH THE PUBLIC OFFERING OF DEPOSIT CERTIFICATES. THERE WAS NO QUESTION OF INTENTIONAL WRONGDOING. AS SOON AS THE HEA… | Final | — |
| 2024-04-19 | regulatory | NEW YORK LIFE GROUP INSURANCE COMPANY OF NEW YORK AND THE PREDECESSOR COMPANY FILED FORMS AND PROVIDED DATA TO THE STATE FROM 2018 TO 2022 THAT CONTAINED INACCURACIES. | Final | $13K |
| 2023-12-16 | regulatory | NEW YORK LIFE INSURANCE COMPANY FAILED TO USE POLICY FORMS THAT WERE REVIEWED AND APPROVED BY THE STATE. IN ADDITION, CERTAIN FORMS DID NOT COMPLY WITH STATE REGULATIONS. | Final | $100K |
| 2021-10-14 | regulatory | ON OCTOBER 4, 2021 NEW YORK LIFE INSURANCE COMPANY ("NYLIC") RECEIVED AN ORDER OF CIVIL PENALTY AND ADOPTION OF A CORRECTIVE ACTION PLAN FROM THE KENTUCKY DEPARTMENT OF INSURANCE ALLEGING THAT NYLIC INCORRECTLY IMPLEMENTED PREMIUM RATE INCREASES ON 112 INDIVIDUAL LONG TERM CARE CONTRACTS IN VIOLATIO… | Final | $112K |
| 2021-10-04 | regulatory | ON OCTOBER 4,2021 NEW YORK LIFE INSURANCE COMPANY ("NYLIC") RECEIVED AN ORDER OF CIVIL PENALTY AND ADOPTION OF A CORRECTIVE ACTION PLAN FROM THE KENTUCKY DEPARTMENT OF INSURANCE ALLEGING THAT NYLIC INCORRECTLY IMPLEMENTED PREMIUM RATE INCREASES ON 112 INDIVIDUAL LONG TERM CARE CONTRACTS IN VIOLATION… | Final | $112K |
| 2021-03-23 | regulatory | THE OFFICE OF THE MONTANA STATE AUDITOR, COMMISSION OF SECURITIES AND INSURANCE ("CSI") FOUND THAT SINCE 2015 NEW YORK LIFE INSURANCE COMPANY AND NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (COLLECTIVELY, "NYL") USED GROUP LIFE INSURANCE AND GROUP ANNUITY FORMS THAT HAD NOT BEEN APPROVED BY THE… | Final | $10K |
| 2020-12-01 | regulatory | IN OCTOBER 2020, BELFIUS BANK INITIATED AN ADVERTISING CAMPAIGN CONCERNING A COMPARTMENT OF AN UNDERTAKING FOR COLLECTIVE INVESTMENT (UCI) IN BELGIUM WHICH HAD NOT BEEN SUBMITTED TO THE BELGIAN FINANCIAL SERVICES AND MARKETS AUTHORITY FOR PRIOR APPROVAL AS REQUIRED BY REGULATORY REQUIREMENTS IN BELG… | Final | — |