ATLAS ASSET MANAGEMENT LLC
ATLAS ASSET MANAGEMENT LLC of GUAYNABO, PR is an SEC-registered investment adviser (CRD 173561). Regulatory assets under management: $700.6M.
Registration
- CRD: 173561
- SEC file number: 801-119872
- Type: Registered investment adviser
- Location: BUCHANAN OFFICE CENTER 40 CARR 165, SUITE 201, GUAYNABO, PR, 00968-8022
- Phone: 787 781-1301
- Latest filing: 2025-12-18
- Regulatory AUM: $700.6M
- Discretionary AUM: $393.0M
- Non-discretionary AUM: $307.7M
- Clients: 3
- Accounts: 19
Officers, owners & control persons (7)
Disclosures (2)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2014-06-24 | civil | CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, NEGLIGENCE, MISREPRESENTATION, FAILURE TO SUPERVISE AND BREACH OF CONTRACT | Final | $50K |
More on this firm