ATLAS ASSET MANAGEMENT LLC of GUAYNABO, PR is an SEC-registered investment adviser (CRD 173561). Regulatory assets under management: $700.6M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Paul X Hopgood Morales | PRESIDENT | — |
| Ana Rosa Suarez Pesante | CHIEF COMPLIANCE OFFICER | — |
| Pedro Gonzalez-Cerrud | VICE PRESIDENT | — |
| Jaime Pandal Fernandez | VICE PRESIDENT | — |
| SUAREZ ANA ROSA | CHIEF COMPLIANCE OFFICER | — |
| HOPGOOD MORALES PAUL X | CCO; PRESIDENT | — |
| PANDAL FERNANDEZ JAIME | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-06-24 | civil | CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, NEGLIGENCE, MISREPRESENTATION, FAILURE TO SUPERVISE AND BREACH OF CONTRACT | Final | $50K |