RIVER WEALTH ADVISORS LLC of CAMP HILL, PA is an SEC-registered investment adviser (CRD 173767). Regulatory assets under management: $1.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Edward Bernard O'Gorman | CEO, MANAGING PARTNER; MEMBER | — |
| Ralph E Manna | CHIEF COMPLIANCE OFFICER | — |
| Rebecca Stevenson | CHIEF CLIENT OFFICER, MANAGING PARTNER; MEMBER | — |
| CAPLAN ROBERT ETHAN | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; PRINCIPAL | — |
| O'GORMAN EDWARD BERNARD | CEO, MANAGING PARTNER; CHIEF COMPLIANCE OFFICER; MEMBER (+2 more) | — |
| DOMER CHARLES DANIEL | CHIEF COMPLIANCE OFFICER | — |
| MANNA RALPH E | CHIEF COMPLIANCE OFFICER | — |
| Reisinger JENNIFER ANN | CHIEF OPERATIONS OFFICER | — |
| COLLINS JENNIFER ANN | CHIEF BUSINESS OFFICER; CHIEF OPERATIONS OFFICER | — |
| McClure Rebecca A | CHIEF CLIENT OFFICER, MANAGING PARTNER | — |
| STEVENSON REBECCA | CHIEF CLIENT OFFICER, MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-05-27 | regulatory | FROM MARCH 2015 UNTIL APPROXIMATELY THE DATE OF THE CONSENT AGREEMENT AND ORDER, RIVER WEALTH ADVISORS LLC FAILED TO REGISTER TWO EMPLOYEES AS INVESTMENT ADVISER REPRESENTATIVES IN PENNSYLVANIA IN VIOLATION OF THE PENNSYLVANIA SECURITIES ACT OF 1972. | Final | $50K |