FAIRHAVEN WEALTH MANAGEMENT, LLC of WHEATON, IL is an SEC-registered investment adviser (CRD 173771). Regulatory assets under management: $783.2M.
Compensation: % of AUM, Fixed, Commissions.
Clients served: Individuals, High net worth, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Gery Joseph Sadzewicz | CCO | — |
| Marc D Horner | MANAGING MEMBER | — |
| SADZEWICZ GERY JOSEPH | CCO; SOLE MEMBER AND CCO | — |
| HORNER THOMAS D | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-07-23 | regulatory | FAILURE TO TIMELY SETTLE A PRIOR EMPLOYER COMPENSATION AWARD. | Final | — |