SEF FINANCIAL

SEF FINANCIAL is an SEC-registered investment adviser (CRD 173923). Regulatory assets under management: $35.5M.

Registration

• CRD: 173923
• Type: Registered investment adviser
• Phone: (615) 424-8293
• Latest filing: 2026-02-09
• Regulatory AUM: $35.5M
• Discretionary AUM: $30.2M
• Non-discretionary AUM: $5.3M
• Clients: 1
• Accounts: 136

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 173923 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search