CASTLE ROCK FINANCIAL PLANNING, INC.

CASTLE ROCK FINANCIAL PLANNING, INC. of MENDOTA HEIGHTS, MN is an SEC-registered investment adviser (CRD 174507). Regulatory assets under management: $49.3M.

Registration

• CRD: 174507
• Type: Registered investment adviser
• Location: 2267 WATERS DRIVE, MENDOTA HEIGHTS, MN, 55120
• Phone: 651-294-0013
• Latest filing: 2026-03-27
• Regulatory AUM: $49.3M
• Discretionary AUM: $49.3M
• Clients: 2
• Accounts: 197

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 174507 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search