CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC of TAMPA, FL is an SEC-registered investment adviser (CRD 174670). Regulatory assets under management: $131.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Performance, Other.
Clients served: Individuals, High net worth, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Lawrence Willard Ford | CHIEF EXECUTIVE OFFICER, CCO | — |
| FORD LAWRENCE WILLARD | CHIEF EXECUTIVE OFFICER, CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-04-25 | regulatory | ON APRIL 25, 2019, MA ENTERED CONSENT ORDER ALLEGING THE FIRM AND ITS IARS SERVICED MORE THAN SIX CLIENTS WHO RESIDE IN MA WITHOUT REGISTRATION IN MA. MA IMPOSED ADMINISTRATIVE FINE OF $15,000. | Final | $15K |