G. A. REPPLE & COMPANY of CASSELBERRY, FL is an SEC-registered investment adviser (CRD 17486). Regulatory assets under management: $716.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Commissions, Other.
Clients served: Individuals, High net worth, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Glenn Allen Repple | MAJORITY STOCKHOLDER; PRESIDENT, GEN SEC PRINCIPAL | — |
| Timothy Glenn Moyer | CCO; COO | — |
| Marie Katz | FINOP | — |
| WILSON CHARLENE FAITH | FINOP | — |
| REPPLE GLENN ALLEN | JTENT WITH JOANIE S. REPPLE; MAJORITY STOCKHOLDER; PRESIDENT, GEN SEC PRINCIPAL | — |
| ALBANO SANDRA JEAN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; FIN & OPER PRINCIPAL | — |
| REPPLE JOAN SANDRA | JTENT WITH GLENN A. REPPLE | — |
| MOYER TIMOTHY GLENN | CCO; COO | — |
| MCQUEEN KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER; COO | — |
| BEYTELL PHILIP LAURIE | CHIEF COMPLIANCE OFFICER; COO; FIN & OPER PRINCIPAL | — |
| VAN STADEN PHILIPPUS THEUNIS | CEO | — |
| HARRIS KEVIN ANDRE | FINOP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-01-26 | regulatory | ON SEPTEMBER 30, 2024, G. A. REPPLE & COMPANY (GAR) CONSENTED TO AN SEC ORDER REGARDING GAR'S NON-COMPLIANCE TO PROVIDE FULL AND FAIR DISCLOSURE IN CONNECTION WITH ITS RECEIPT OF THIRD-PARTY COMPENSATION BASED ON ADVISORY CLIENT INVESTMENTS. IN PARTICULAR, DURING THE RELEVANT PERIOD, G.A. REPPLE REC… | Final | $550K |
| 2018-07-24 | regulatory | ALLEGES G.A. REPPLE FAILED TO REASONABLY SUPERVISE ITS AGENT, ALAN SIEGEL, IN CONNECTION WITH FALSE INFORMATION POSTED TO HIS WEBSITE | Final | $25K |
| 2011-05-16 | regulatory | IN 2011, G.A. REPPLE & COMPANY AND GLENN REPPLE PROVIDED MATERIALLY INCORRECT AND UNTRUE INFORMATION WITHIN THE MEANING OF SECTION 2110(A)(2) OF THE INSURANCE LAW ON THE RENEWAL APPLICATION FOR AN AGENT'S LICENSE BY FAILING TO DISCLOSE ADMINISTRATIVE ACTIONS, IMPOSITION OF MONETARY PENALTIES AGAINST… | Final | $3K |
| 2010-10-21 | regulatory | G.A. REPPLE & COMPANY FAILED TO TIMELY REPORT WITHIN 30 DAYS OF THE HAPPENING OF VARIOUS EVENTS, INCLUDING THE IMPOSITION OF A MONETARY FINE BY ANY OTHER STATE OR ANY VIOLATION OF THE INSURANCE OR RELATED LAWS OF THAT STATE AS REQUIRED BY RULE 482-1-054-.03 WITHIN ALABAMA INSURANCE REGULATION. IN AD… | Final | $300 |
| 2010-09-08 | regulatory | G.A. REPPLE & COMPANY FAILED TO REPORT TO THE INSURANCE COMMISSIONER ANY ADMINISTRATIVE ACTION TAKEN AGAINST IT IN ANOTHER JURISDICTION OR BY ANOTHER GOVERNMENTAL AGENCY WITHIN 30 DAYS OF FINAL DISPOSITION AS REQUIRED BY 18 DEL.C. &1719(A). | Final | $250 |
| 2007-03-27 | regulatory | FINRA ALLEGES THAT THE FIRM'S SYSTEM OF EMAIL MONITORING AND STORAGE DID NOT COMPLY WITH SEC RULE 17A-4 AND THAT WRITTEN SUPERVISORY PROCEDURES WERE INADEQUATE TO ASSURE COMPLIANCE. | Final | $25K |
| 2006-01-06 | regulatory | FIRM'S WSP CALL FOR ALL OSJ OFFICES TO BE INSPECTED ANNUALLY. FIRM MISSED INSPECTING OFFICES IN 2003& 2004. FIRM ALSO FAILED TO REQUIRE CERTAIN REPRESENTATIVES TO ATTEND AN ANNUAL COMPLIANCE SESSION. | Final | $5K |
Showing 15 of 23 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| ST. PETERSBURG | FL | 5 | 7273742990 |
| BEAVERCREEK | OH | 3 | 937-306-1402 |
| LOUISVILLE | KY | 3 | 502-893-4381 |
| JAMESTOWN | ND | 2 | 7012528000 |
| LAKE MARY | FL | 2 | 407-333-0355 |
| WAKE FOREST | NC | 2 | 919-449-6446 |
| LONGWOOD | FL | 2 | 407-331-7330 |
| APOLLO BEACH | FL | 1 | 813-431-2640 |
| PORT NECHES | TX | 1 | 8555277177 |
| OVIEDO | FL | 1 | 407-365-3590 |
| — | — | 1 | 443-421-3097 |
| — | — | 1 | 530-210-1065 |
| NAPLES | FL | 1 | 239-571-8191 |
| — | — | 1 | 443-421-3097 |
| — | — | 1 | 530-210-1065 |