STONE STEPS FINANCIAL, LLC

STONE STEPS FINANCIAL, LLC of ENCINITAS, CA is an SEC-registered investment adviser (CRD 175289). Regulatory assets under management: $146.6M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (3)

NameRoleLocation
Kingston Marland HollmanCHIEF COMPLIANCE OFFICER
Scott Robert FrankMANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER
FRANK SCOTT ROBERTMANAGING MEMBER, CHIEF COMPLIANCE OFFICER

Branch offices (12)

CityStateEmployeesPhone
PALM SPRINGSCA1760-456-7147
CARLSBADCA1760-456-7147
BOZEMANMT1760-456-7147
REDWOOD FALLSMN1507-637-0301
1760-456-7147
1760-456-7147
PALM SPRINGSCA1760-456-7147
CARLSBADCA1760-456-7147
BOZEMANMT1760-456-7147
REDWOOD FALLSMN1507-637-0301
1760-456-7147
1760-456-7147

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