ELPIS CAPITAL GROUP, LLC of FISHERS, IN is an SEC exempt reporting adviser (CRD 175494). Regulatory assets under management: $95.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Samuel S Strausbaugh | PRESIDENT & MEMBER | New York, NY |
| Scott Thomas Wolfrum | MEMBER AND MANAGING PARTNER | — |
| Michael Leland Hensch | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-03-28 | regulatory | SCOTT WOLFRUM WAS FOUND TO HAVE UNDISCLOSED CONFLICTS OF INTEREST WHICH VIOLATED SECTION 206(2) OF THE ADVISERS ACT. | Final | $236K |
| 2018-01-01 | regulatory | FAILED TO PAY YEAR-END STATE REGISTRATION FEES BY ITS DEADLINE. | Final | — |