OAK TREE SECURITIES, INC.

OAK TREE SECURITIES, INC. of LIVERMORE, CA is an SEC-registered investment adviser (CRD 18126). Regulatory assets under management: $3.7M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (10)

NameRoleLocation
WILLIAMS PATRICIA JEANPRINCIPAL
DAHL ERIC DREWPRINCIPAL
QUESADA DANIEL MARTINEZPRESIDENT, CEO, CFO, CCI, CCO
BLAIR PAMELA SUSANREGISTERED REP
BEETZ BRUCE ROBERTPRINCIPAL
GERHART VIRGINIA BEAUREGARDPRINCIPAL
JENKINS WALTER WORDENSHAREHOLDER
LARSON DENNIS ARTHURREGISTERED REP
NICHOLS BYRON VERONPRINCIPAL
SEMPLE ROBERT STEWARTREGISTERED REP

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