WILMINGTON TRUST INVESTMENT MANAGEMENT LLC of WILMINGTON, DE is an SEC-registered investment adviser (CRD 19396). Regulatory assets under management: $140.8M.
Compensation: % of AUM.
Clients served: High net worth.
Showing 25 of 88 people.
| Name | Role | Location |
|---|---|---|
| MICHAEL J KEANE | ELECTED MANAGER | BALTIMORE, MD |
| LISA J ROBERTS | ELECTED MANAGER | NEW YORK, NY |
| Schultz Mark | ADMINISTRATIVE VICE PRESIDENT & CHIEF EQUITY OFFICER | Irvine, CA |
| Martin Bradford | SENIOR VICE PRESIDENT | San Jose, CA |
| Martin J Bradford | SENIOR VICE PRESIDENT | Fremont, CA |
| John James Kelley | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER; SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & ASSISTANT TREASURER | — |
| Anthony Michael Roth | PRESIDENT, CHIEF INVESTMENT OFFICER & ELECTED MANAGER | — |
| Luke Alan Tilley | EXECUTIVE VICE PRESIDENT & CHIEF ECONOMIST | — |
| Matthew Douglas Glaser | EXECUTIVE VICE PRESIDENT, HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTS | — |
| Randy Howard Vogel | EXECUTIVEVICE PRESIDENT & HEAD OF FIXED INCOME | — |
| Andrew John Baldauf | CCO; CHIEF COMPLIANCE OFFICER | — |
| Edna Jennifer Warren | CHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICER | — |
| Gerald E Baker | ELECTED MANAGER | — |
| Abigail Riley Mrozinski | ELECTED MANAGER | — |
| John Charles Mcdonnell | CHIEF OPERATIONS OFFICER | — |
| WOLFSON NEIL EDWARD | PRESIDENT; VICE PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| ADAMSON MICHAEL LEROY | CROP/SROP | — |
| BALENTINE ROBERT MCGEE JR | CHAIRMAN; CHAIRMAN, CEO AND MEMBER OF BOARD OF MANAGERS; CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, TREASURER (+1 more) | — |
| PIERCE THOMAS RICHARD | GROUP VICE PRESIDENT & CHIEF MANAGER STRATEGIST; GROUP VICE PRESIDENT & HEAD OF FIXED INCOME SEARCH AND STRATEGY | — |
| REISER WILLIAM EDWARD | VICE PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| MACEY REX PHILLIP | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT & CHIEF ALLOCATION OFFICER; SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER (+1 more) | — |
| WOLF MICHAEL EDWARD | CHIEF FINANCIAL OFFICER; COO AND CFO; VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| WOOD RODNEY PAUL | MEMBER OF BOARD OF MANAGERS | — |
| FARR DORSEY DAVID | VICE PRESIDENT; VICE PRESIDENT, CHIEF ECONOMIST | — |
| FRENCH WESLEY AARON | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-10 | regulatory | THE ORDER ALLEGES THAT BETWEEN FEBRUARY AND AUGUST 2020 WTIM (I) DID NOT PROVIDE ADEQUATE DISCLOSURE TO CLIENTS IN WTIM'S PORTFOLIO ARCHITECT WRAP FEE PROGRAM (THE "WRAP FEE PROGRAM") CONCERNING ITS INVESTMENTS IN NO-TRANSACTION FEE MUTUAL FUND SHARE CLASSES AND CERTAIN ASSOCIATED CONFLICTS OF INTER… | Final | $1.3M |