SECURITIES INDUSTRY MANAGEMENT CORP.

SECURITIES INDUSTRY MANAGEMENT CORP. is an SEC-registered investment adviser (CRD 19789). Regulatory assets under management: $11.7M.

Registration

• CRD: 19789
• Type: Registered investment adviser
• Phone: 203-869-5745
• Latest filing: 2026-05-07
• Regulatory AUM: $11.7M
• Discretionary AUM: $11.7M
• Clients: 1
• Accounts: 14

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 19789 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search