VANGUARD CAPITAL

VANGUARD CAPITAL of SOLANA BEACH, CA is an SEC-registered investment adviser (CRD 22081). Regulatory assets under management: $79.9M.

Registration

Officers, owners & control persons (3)

NameRoleLocation
SERRAS GREGORYCHIEF COMPLIANCE OFFICER; CORPORATE SECRETARY; PRESIDENT,CEO/CFO (+1 more)
POLIVKA VINCENT MARKCROP DESIGNATE,MUNI PRINCP,TRADE DESK MGR; SROP DESIGNATE
HANSON CHRISTOPHER ALLENCHIEF COMPLIANCE OFFICER

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