GREGORY ZENT AND SWANSON. INC.

GREGORY ZENT AND SWANSON. INC. of FORT WAYNE, IN is an SEC-registered investment adviser (CRD 22590). Regulatory assets under management: $12.5M.

Registration

Officers, owners & control persons (8)

NameRoleLocation
GREGORY JOSEPH MICHAEL JRSECRETARY/TREASURER—
SWANSON CHRISTOPHER JOHNPRESIDENT, FINOP, GP, GS, CHIEF COMPLIANCE OFFICER, SROP, CROP; PRESIDENT, FINOP, GP, GS, SROP, CROP; VICE PRES., GP, GS (+2 more)—
SHAW RANDALL LEONARDGS; REGISTERED REP—
TRAMMEL TAMMY JOFFICE MANAGER—
GREGORY ROSS MCKEANDIRECTOR, REGISTERED REP; REGISTERED REPRESENTATIVE, GS—
ZENT LARRY EUGENEPRESIDENT, SROP, CROP; PRESIDENT, SROP, CROP, CHIEF COMPLIANCE OFFICER; PRESIDENT, SROP, CROP, GS, GP—
JAIN JIYA LALEXECUTIVE VICE PRESIDENT, REGISTERED REP; EXECUTIVE VICE PRESIDENT, REGISTERED REP, CHIEF COMPLIANCE OFFICER—
ALLISON LINDA KAYGS, FI—

More on this firm