OFG FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC. of TOPEKA, KS is an SEC-registered investment adviser (CRD 23940). Regulatory assets under management: $271.0M.

Registration

CRD: 23940
SEC file number: 801-127727
Type: Registered investment adviser
Location: 120 SE 6TH AVENUE, TOWNSITE PLAZA #2, SUITE 105, TOPEKA, KS, 66603-3515
Phone: 785-233-4071
Latest filing: 2026-03-26
Regulatory AUM: $271.0M
Non-discretionary AUM: $271.0M
Clients: 30
Accounts: 850

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Name	Role	Location
James Kenneth Ogdon	PRESIDENT & DIRECTOR	—
Todd Matthew Payne	SECRETARY-TREASURER, DIRECTOR & CCO	—
Tyler John Mcmaster	SENIOR VICE PRESIDENT	—
OGDON JAMES KENNETH	PRESIDENT & DIRECTOR	—
PAYNE TODD MATTHEW	SECRETARY-TREASURER, DIRECTOR & CCO	—
MCMASTER TYLER JOHN	SENIOR VICE PRESIDENT	—

Initiated	Type	Allegations	Status	Amount
2022-12-14	regulatory	IN A FINRA EXAMINATION ORIGINATING FROM OFG'S BROKER-DEALER'S SELF-REPORT TO FINRA REGARDING A REGISTERED REPRESENTATIVE FAILING TO DISCLOSE OUTSIDE BUSINESS ACTIVITIES AND LOANS OBTAINED FROM FIRM CUSTOMERS, FINRA MADE A DETERMINATION THAT OFG'S BROKER-DEALER'S E-MAIL SUPERVISORY PROCEDURES WERE IN…	Final	$45K