WAHED INVEST LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 242793). Regulatory assets under management: $1.3B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Junaid Arshad Wahedna | SHAREHOLDER | — |
| Ahmar Aftab Shaikh | HEAD OF NORTH AMERICA, WAHED INVEST | — |
| Bryan K Jacobsen | CHIEF COMPLIANCE OFFICER | — |
| Nawvid Ahmed | CHIEF COMPLIANCE OFFICER | New York, NY |
| Jeffrey Mitchell Press | CHIEF COMPLIANCE OFFICER | — |
| Musa Abdul-Basser | CHIEF LEGAL OFFICER AND GLOBAL GENERAL COUNSEL | New York, NY |
| WAHEDNA JUNAID ARSHAD | DIRECTOR; PRESIDENT, CEO; PRESIDENT, CEO, SHAREHOLDER (+1 more) | — |
| CHADHA NILISH DAMBIR | DIRECTOR, SHAREHOLDER | — |
| SUFYAN MOHAMMED HASSAN | CHIEF COMPLIANCE OFFICER | — |
| WAHEDNA JUNAID | PRESIDENT, CEO, SHAREHOLDER | — |
| CHADHA NILISH | DIRECTOR, SHAREHOLDER | — |
| MOHAMMED SUFYAN | CHIEF COMPLIANCE OFFICER | — |
| YOUSAF MOHAMMAD KHALID | CHIEF OPERATING OFFICER | — |
| KHURANA HARSH | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — |
| ABDUL-BASSER MUSA | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND GLOBAL GENERAL COUNSEL | — |
| PARVIZ ARIS | HEAD OF NORTH AMERICA, SVP | — |
| AHMED NAWVID | CHIEF COMPLIANCE OFFICER | — |
| HART STEVE | CHIEF COMPLIANCE OFFICER | — |
| SHAIKH AHMAR AFTAB | HEAD OF NORTH AMERICA, WAHED INVEST | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-11-01 | regulatory | THE SEC ALLEGED THAT FROM NOVEMBER 4, 2022 THROUGH MAY 2024, WAHED DISSEMINATED CERTAIN ADVERTISEMENTS ON ITS PUBLIC WEBSITE AND VIA SOCIAL MEDIA AND EMAIL CONTAINING ENDORSEMENTS FROM SEVERAL PROFESSIONAL ATHLETES THAT FAILED TO PROVIDE THE DISCLOSURES REQUIRED UNDER SECTION 206(4) OF THE ADVISERS… | Final | $250K |
| 2022-02-10 | regulatory | THE SEC ALLEGED MISLEADING STATEMENTS AND COMPLIANCE FAILURES BY WAHED INVEST LLC. IN JULY 2019, WAHED INVEST ALSO LAUNCHED A SHARI'AH-COMPLIANT EXCHANGE-TRADED FUND, THE WAHED FTSE USA SHARIAH ETF (TICKER: HLAL) (THE "WAHED ETF"). THE SEC ALLEGED THAT PRIOR TO THE LAUNCH OF THE WAHED ETF, HOWEVER,… | Final | $300K |
| — | regulatory | — | — | — |