W. SWARTZ & CO., LLC

W. SWARTZ & CO., LLC is an SEC-registered investment adviser (CRD 256786). Regulatory assets under management: $38.8M.

Registration

• CRD: 256786
• Type: Registered investment adviser
• Phone: 636-667-5209
• Latest filing: 2026-03-23
• Regulatory AUM: $38.8M
• Discretionary AUM: $38.8M
• Clients: 2
• Accounts: 291

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 256786 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search