HARBOR FINANCIAL SERVICES, LLC

HARBOR FINANCIAL SERVICES, LLC of MOBILE, AL is an SEC-registered investment adviser (CRD 25700). Regulatory assets under management: $620.9M.

Registration

Officers, owners & control persons (15)

NameRoleLocation
BROWN EDWARD TRIGG JRTRUSTEE FOR PAUL E. BROWN IRREVOCABLE TRUST (BROWN CORP. SHAREHOLDER); TRUSTEE FOR PAUL E. BROWN JR. IRREVOCABLE TRUST (BROWN CORP. SHAREHOLDER)—
BROWN PAUL EUGENE SRSOLE SHAREHOLDER OF BROWN CORPORATION; SOLE SHAREHOLDER OF DARAI CORPORATION; SOLE SHAREHOLDER OF PEBCO CORPORATION (+2 more)—
WHITEHEAD MARC SCOTTMANAGING MEMBER, CEO; MANAGING MEMBER, CEO, CCO; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CROP (+7 more)—
LAVENDER STACEY LYNNCHIEF COMPLIANCE OFFICER, SROP, MSRB PRINCIPAL; CHIEF COMPLIANCE OFFICER, SROP, MSRB PRINCIPAL, FINOP, CFO—
COSTARIDES CHRISTINA ZOEFINOP; FINOP, CFO—
HOPKINS SIMON JOHNFINOP—
JORDAN MICHAEL HFINOP—
BURKE OZMUS SIGLER IIICHEIF COMPLIANCE OFFICER, FINOP, MEMBER—
ZACHA JILL MARIECCO - ADVISORY—
LURSEN MATTHEW ALLANCFO, FINOP—
COLEMAN JOHN NATHANIELCHIEF OPERATIONS OFFICER; COO, CCO—
FAYARD HANNON ELON JRCHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL—
RECKAMP JILL ANNEFINOP—
LAVENDER-MAYES STACEY LYNNCCO - BROKER DEALER—
BEAMAN TERRESA LOUISECCO—

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