CATHAY CAPITAL NA, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 268816). Regulatory assets under management: $76.6M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Mingpo Cai | PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY; SHAREHOLDER | — |
| Mark Matvey Woods | PARTNER; PARTNER, CHIEF COMPLIANCE OFFICER | — |
| Andre Puong | PARTNER, CHIEF COMPLIANCE OFFICER | — |
| CAI MINGPO | PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY; SHAREHOLDER | — |
| HOFFMAN DAVID GORDON | MANAGING PARTNER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER (+3 more) | — |
| HU NINGFENG | MANAGING PARTNER | — |
| DUAN LANCHUN | MANAGING PARTNER | — |
| SILVA EMILY K | CHIEF COMPLIANCE OFFICER | — |
| Puong Andre | PARTNER, CHIEF COMPLIANCE OFFICER | — |
| WOODS MARK MATVEY | PARTNER | — |