BERYL CAPITAL MANAGEMENT, LLC of REDONDO BEACH, CA is an SEC-registered investment adviser (CRD 269959). Regulatory assets under management: $1.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| David Alexander Witkin | MEMBER, MANAGER, CEO AND CIO | — |
| Andrew Paul Nelson | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| NELSON KENNETH PAUL | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| WITKIN DAVID ALEXANDER | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER, MANAGER, CEO AND CIO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-04-20 | regulatory | ON SEPTEMBER 22, 2015, BERYL FILED WITH CALIFORNIA'S DEPARTMENT OF BUSINESS OVERSIGHT (CA DBO) AN INITIAL FORM ADV, APPLYING FOR AN INVESTMENT ADVISOR CERTIFICATE. IN RESPONSE TO THE COMMISSIONER OF THE CA DBO'S INQUIRY ABOUT POSSIBLE UNLICENSED INVESTMENT ADVISER ACTIVITIES, BERYL PROVIDED ADDITION… | Final | $45K |