RICHEY ADVISORS, INC.

RICHEY ADVISORS, INC. of PLACENTIA, CA is an SEC-registered investment adviser (CRD 277137). Regulatory assets under management: $159.7M.

Registration

• CRD: 277137
• SEC file number: 801-131970
• Type: Registered investment adviser
• Location: 151 N. KRAEMER BLVD., SUITE 105, PLACENTIA, CA, 92870
• Phone: (714) 449-9696
• Latest filing: 2026-04-23
• Regulatory AUM: $159.7M
• Discretionary AUM: $159.7M
• Clients: 5
• Accounts: 562

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 277137 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search