L.M. KOHN & COMPANY of CINCINNATI, OH is an SEC-registered investment adviser (CRD 27913). Regulatory assets under management: $2.1B.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Larry Michael Kohn | CEO/COB/TREASURER | — |
| Carl Robert Hollister | PRESIDENT | — |
| Andrew Leonard Kohn | VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER | — |
| Robert Hubert Jr Chess | CHIEF COMPLIANCE OFFICER | — |
| KOHN LARRY MICHAEL | CEO/COB/TREASURER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HOLLISTER CARL ROBERT | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; EXECUTIVE VICE PRESIDENT OF BROKERAGE & CORPORATE FINANCE; EXECUTIVE VICE PRESIDENT OF BROKERAGE & CORPORATE FINANCE/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| DONNELLON TERRENCE MICHAEL | SECRETARY | — |
| KOHN ANDREW LEONARD | VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER; VP OF COMPLIANCE/ASST. SECRETARY-TREASURER | — |
| BELL MIKE MARTIN | CHIEF COMPLIANCE OFFICER | — |
| CHON TIMOTHY BRYAN | CHIEF OPERATING OFFICER/ASST. SECRETARY | — |
| CHESS ROBERT HUBERT JR | CHIEF COMPLIANCE OFFICER; DIRECTOR OF SUPERVISION | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-03-11 | regulatory | IA RELEASE 5152, MARCH 11, 2019: THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE INSTITUTED AGAINST L.M. KOHN & COMPANY ("RESPONDENT"). ON THE BASIS OF THIS ORDER AND RESPONDENT'S OFFER, THE COMMISS… | Final | — |
| — | regulatory | — | — | — |
Showing 15 of 32 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| TROY | MI | 5 | 248-590-2825 |
| NORTH ROYALTON | OH | 4 | 440-652-6370 |
| HARRISONBURG | VA | 3 | 540-434-2505 |
| CLAYTON | MO | 3 | 314-282-0700 |
| CEDAR FALLS | IA | 3 | 319-352-2357 |
| ROCKY RIVER | OH | 2 | 2166960167 |
| LOUISVILLE | KY | 2 | 502-583-4412 |
| DUNMORE | PA | 2 | (570) 342-6669 |
| SAGINAW | MI | 2 | 989-759-9761 |
| HOLLAND | MI | 2 | 616-871-2872 |
| ANN ARBOR | MI | 2 | 734-348-8900 |
| ROCKY RIVER | OH | 2 | 2166960167 |
| TROY | OH | 1 | 937-552-7307 |
| ORLANDO | FL | 1 | 407-252-4746 |
| WEST CHESTER | OH | 1 | 513-563-3469 |