FLORENCE CAPITAL ADVISORS, LLC is an SEC-registered investment adviser (CRD 281038). Regulatory assets under management: $65.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Gregory Alain Hersch | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | — |
| Katsiaryna Kukhar | CHIEF OPERATING OFFICER | — |
| Brad Jeffrey Axelrod | PRESIDENT | — |
| BERNSTEIN DANIEL ADAM | CHIEF COMPLIANCE OFFICER | — |
| HERSCH GREGORY ALAIN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER; CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (+1 more) | — |
| BAXENDEN BRYANNA CATELYN | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS | — |
| HENRY ABIGAIL FAITH | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-29 | regulatory | ON SEPTEMBER 29, 2023, THE SEC PUBLISHED AN ORDER OF SETTLEMENT BETWEEN IT AND THE REGISTRANT AND GREGORY HERSCH ("RESPONDENTS") RELATING TO THE SEC'S FINDING THAT THE RESPONDENTS FAILED TO ADEQUATELY DISCLOSE CONFLICTS OF INTEREST IN CONNECTION WITH CLIENT INVESTMENTS IN A THIRD-PARTY PRIVATE FUND,… | Final | $200K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| FLORENCE CAPITAL SPV VII LLC, A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 13 | $19.6M | $25K |
| FLORENCE CAPITAL SPV X, LLC A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 23 | $7.7M | $10K |
| FLORENCE CAPITAL SPV XVIII, LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 17 | $6.4M | $25K |
| FLORENCE CAPITAL SPV XIX, LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 22 | $4.5M | $10K |
| FLORENCE CAPITAL SPV XX LLC | Venture Capital Fund | Delaware | 21 | $3.6M | $25K |
| FLORENCE CAPITAL SPV XIV, LLC, A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 26 | $3.2M | $10K |
| FLORENCE CAPITAL SPV XVI LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 12 | $2.9M | $25K |
| FLORENCE CAPITAL SPV XVII LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 8 | $2.5M | $25K |
| FLORENCE CAPITAL SPV XV LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 42 | $2.0M | $25K |
| FLORENCE CAPITAL SPV IX, LLC, A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 8 | $1.4M | $25K |
| FLORENCE CAPITAL SPV XII, LLC A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 6 | $925K | $25K |
| FLORENCE CAPITAL SPV VIII LLC A SERIES OF FLORENCE CAP LLC | Venture Capital Fund | Delaware | 11 | $875K | $10K |
| FLORENCE CAPITAL SPV XI, LLC, A SERIES OF FLORENCE CAP, LLC | Venture Capital Fund | Delaware | 6 | — | $25K |