PEAK FINANCIAL MANAGEMENT, INC.

PEAK FINANCIAL MANAGEMENT, INC. of BROOMFIELD, CO is an SEC-registered investment adviser (CRD 281223). Regulatory assets under management: $109.4M.

Registration

• CRD: 281223
• SEC file number: 801-134603
• Type: Registered investment adviser
• Location: 10901 W. 120TH AVENUE, SUITE 135, BROOMFIELD, CO, 80021
• Phone: (303) 255-2252
• Latest filing: 2026-02-13
• Regulatory AUM: $109.4M
• Discretionary AUM: $109.4M
• Clients: 4
• Accounts: 156

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 281223 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search